FINRA established Regulatory Notice 10–22 as a reminder to broker dealers of their obligation to conduct a reasonable investigation of the securities and the issuer they recommend in offerings made under the SEC´s Regulation D within the Securities Act of 1933 – also known as private placements. Our Due Diligence report offers a true independent, third–party review for issuers, underwriters, broker dealers, and institutional clients. Investor Consultants, Inc. has provided the following services for more than 20 years:
- Business Plans
- Consulting on Regulatory Compliance Issues
- Independent Due Diligence Reviews
- Feasibility Studies

